CE Drive with Jason Watt

Joint Ownership and Why Jason Hates It

Recently minted CFP® Professional Christian Battistelli joins Jason for a discussion around joint ownership. Christian’s investment dealer is Assante Financial Management Ltd.

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Supplementary Materials:

MONEY ARCHITECT FINANCIAL PLANNING

Investment Risk Tolerance Assessment

Investor questionnaire

The charity that gave birth to a $300M global impact asset manager

 

Using Tech to Improve Client Onboarding

Advisor and FinTech entrepreneur Brandon Chapman joins Jason for a discussion of how Brandon built a tech tool to simplify client onboarding.

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Supplementary Materials:
MEET JANE

SaaS Wealth

AdvisorFlow

SFU Alumni Association

Communication Essentials for Financial Planners: Strategies and Techniques

Consumer Advocate

Portfolio Manager John de Goey joins Jason for a discussion covering a wide range of topics, including asset bubbles, the role of public policy, and financial planning research.

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Supplementary Materials:

The Unintended Consequences of Conflict of Interest Disclosure

The Burden of Disclosure: Increased Compliance With Distrusted Advice

John De Goey

Standup Advisors

PROJECTION ASSUMPTION GUIDELINES (FP Canada)

 

Regulation: Tales from the Front Lines

Compliance pro Curtis Findlay and Regulatory Affairs lawyer Ed Skwarek join Jason for a discussion of the framework behind compliance and regulation.

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Supplementary Materials:

Canada (Minister of Citizenship and Immigration) v. Vavilov, 2019 SCC 65 (CanLII)

Ed Skwarek

Canadian Securities Administrators (CSA) FAQs

CCIR Cooperative Fair Treatment of Customers (FTC) Review – Consolidated Observations Report

Professional Trustee Services

Professional Trustees Darrel Johnson and Jamie Kidd join Jason to discuss the role of the professional trustee.

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Supplementary Materials:

Sorrell Private Trust (SPT)

AARON HECTOR, B.COMM., CFP, R.F.P., TEP

Financial Education using Technology

Impact Entrepreneur Trevor Schonewille joins Jason for a discussion around building a technology platform for financial literacy education.

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Supplementary Materials:

Monkiri

SmartSAVER

Is Financial Literacy Dangerous? Financial Literacy, Behavioral Factors, and Financial Choices of Households

Family Law 101

Family law practitioner Fiona McLean joins Jason for a look at the various elements of family law that financial planners need to be concerned with.

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Supplementary Materials:

McLean Legal Family Lawyers

Valour Canada

Calgary Military Family Resource Centre (MFRC)

Unmarried Spouses and the Joint Family Venture: An Update on the State of the Law

Monkiri: Financial Education

Wealth Management and Financial Planning

Investment researcher Dan Hallett joints Jason for a discussion of investment management in the financial planning context.

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Supplementary Materials:

Dan Hallett, CFA, CFP

The MoneySaver Podcast

Dan Hallett on Robo-Advisors, Financial Advice, and CRM2

Principles for Responsible Investment

Michael J. Mauboussin

The F-Word and Other Regulatory Concerns

Financial planner Jason Pereira joins Jason for a discussion around the fiduciary standard and what it means for financial advisors.

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Supplementary Materials:
Jason M. Pereira

Financial Planning Association of Canada

FP Canada - Standards Of Professional Responsibility

CFP Board’s Standard Of Professional Conduct

Kansas State University - Department Of Personal Financial Planning

 

Therapy Tools in a Planning Practice

Financial planner Natasha Knox joins Jason for a discussion of how a financial planner develops financial therapy tools and brings this into a financial planning process.

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Supplementary Materials:

Introduction to the Genogram

The Psychology of Money: Timeless lessons on wealth, greed, and happiness

Money Mammoth: Harness The Power of Financial Psychology to Evolve Your Money Mindset, Avoid Extinction, and Crush Your Financial Goals

Your Money Script

Alaphia Financial Wellness

Financial Therapy Association

The Power of Money Beliefs

Finding Your Own Money Story To Better Communicate With Clients

Moneygrams: Recalled Childhood Memories about Money and Adult Money Pathology