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Get all your Continuing Education credits for Canadian Financial Planners, Investment Advisors, and Insurance Agents in a podcast! Subscribe at bccquiz.online for the quiz.
Episodes
Wednesday Dec 22, 2021
Wednesday Dec 22, 2021
Compliance pro Curtis Findlay and Regulatory Affairs lawyer Ed Skwarek join Jason for a discussion of the framework behind compliance and regulation.
Subscribe at the CE Drive Podcast Page to get access to Quizzes!
Supplementary Materials:
Canada (Minister of Citizenship and Immigration) v. Vavilov, 2019 SCC 65 (CanLII)
Canadian Securities Administrators (CSA) FAQs
CCIR Cooperative Fair Treatment of Customers (FTC) Review – Consolidated Observations Report
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