CE Drive with Jason Watt

Outsourced Chief Investment Officer - Part 2 of 2

March 31, 2020

Join Jason and Steve for a discussion of the role of the Outsourced Chief Investment Officer. 

Part 2 of 2

This conversation covers:

·       Registration categories for investment professionals.

·       Regulation requirements for Investment Counsel / Portfolio Managers (ICPM)

·       Differences between the US and Canadian markets

·       The history of discretionary investment management

·       Investor protection

·       Fiduciary relationships

·       Buy-side and sell-side


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Supplementary Materials:

Portfolio Management Association of Canada (PMAC)

Anchor Pacific Investment Management

Ontario Security Commission: Securities Law

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